Balaji Equities Limited

Sr No.	File Name	Download
1	Modification Form
2	Nominee Form
3	Equity PoA Form
4	Remat Request Form
5	Pleadge Request Form
6	Un-pledge Request Form
7	DP Charges Form
8	De-Statementation Form
9	Closer Form
10	Tranmission Request Form - Solo
11	Tranmission Request Form - Joint
12	CKYC Form
13	Basic Services Demat Account (BSDA) Facility Form
14	KRA_Individual Form
15	Offline form to Online
16	Ekyc Documentation for New Account Opening

Sr No.

File Name

Download

Modification Form

Nominee Form

Equity PoA Form

Remat Request Form

Pleadge Request Form

Un-pledge Request Form

DP Charges Form

De-Statementation Form

Closer Form

Tranmission Request Form - Solo

Tranmission Request Form - Joint

CKYC Form

Basic Services Demat Account (BSDA) Facility Form

KRA_Individual Form

Offline form to Online

Ekyc Documentation for New Account Opening

Sr No.	File Name	Download
1	MCX Account Closure form
2	MCX Reactivation form

Sr No.

File Name

Download

MCX Account Closure form

MCX Reactivation form

Sr No.	File Name	Download
1	vcredist_x86 Form
2	ODIN Client Form
3	Common Form
4	ODIN Patches Form
5	MCX TWS Form
6	VPN Client Form

Sr No.

File Name

Download

vcredist_x86 Form

ODIN Client Form

Common Form

ODIN Patches Form

MCX TWS Form

VPN Client Form

Sr No.	File Name	Download
1	NSE F&O SPAN MARGIN
2	MCX SPAN MARGIN
3	NOW Form
4	BEST Form
5	BEST 64BIT Form
6	MCX Migration to Equities Form

Sr No.

File Name

Download

NSE F&O SPAN MARGIN

MCX SPAN MARGIN

NOW Form

BEST Form

BEST 64BIT Form

MCX Migration to Equities Form

Sr No.	File Name	Download
1	Combined Annexures Form
2	Vernacular Language – MCX Form
3	Vernacular Language Form -- BSE
4	Vernacular Language Form -- NSE

Sr No.

File Name

Download

Combined Annexures Form

Vernacular Language – MCX Form

Vernacular Language Form -- BSE

Vernacular Language Form -- NSE

Sr No.	File Name	Download
1	Code of Internal Procedure And Prevention Of Insider Trading
2	Conflict of Interest Policy
3	Cyber Security Policy Document
4	Error Account Policy
5	Internal Controls
6	Internal Policy Of SORM
7	Internal Controls 2015
8	Investor Redressal Mechanism
9	PMLA Policy
10	Policies of Cyber Security
11	Policy of Inactive Clients
12	Policy of Internal Shortages
13	Policy of Limit Setting
14	Policy on Surveillance
15	Policy Unauthentic news & Invgrievance
16	Prefunded Instruments Policy
17	Risk Management
18	Surveillance Policy Stock Broker DP

Sr No.

File Name

Download

Code of Internal Procedure And Prevention Of Insider Trading

Conflict of Interest Policy

Cyber Security Policy Document

Error Account Policy

Internal Controls

Internal Policy Of SORM

Internal Controls 2015

Investor Redressal Mechanism

PMLA Policy

Policies of Cyber Security

Policy of Inactive Clients

Policy of Internal Shortages

Policy of Limit Setting

Policy on Surveillance

Policy Unauthentic news & Invgrievance

Prefunded Instruments Policy

Risk Management

Surveillance Policy Stock Broker DP

Sr No.	File Name	Download
1	Equity Holidays List
2	Commodities Holidays List

Sr No.

File Name

Download

Equity Holidays List

Commodities Holidays List

ATTENTION INVESTORS :-

Important Notice For All Investors/Franchises/Authorised Persons

To know about the Investor Awareness regarding the Revised Guidelines on Margin Collection- Click here

Please Update IFSC CODES for your BANK Accounts **ITS MANDATORY**

Prevent Unauthorized Transactions in Your Demat account by Updating your Mobile Number and E-Mail IDs of the Clients(BSE / NSE / MCX) .[Update your mobile number with your Depository Participant and receive alerts on your Registered Mobile Number for all debit and other important transactions in your demat account directly from CDSL on the same day, issued in the interest of investors.]-

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund, etc.) You need not undergo the same process again when you approach intermediary.

For investors applying to IPO, applicant’s bank account doesn’t get debited until shares are allotted to them as per ASBA (Application Supported by Blocked Amount). Please note that this is a process developed by SEBI.

Revision in Market Lot of Derivative Contracts on Individual Stocks from May series - Click here

Enhanced Supervision of Stock Brokers/Depository Participants - Click here

Collection and Reporting of Margins by Trading Member (TM)/Clearing Member (CM) in Cash Segment- Click here

Handling of Clients’ Securities by Trading Members/Clearing Members- Click here

Collection of Stamp Duty in Capital Market, Futures & Options and Commodity Segments- Click here

Client Registration Documents in Vernacular Language- Click here

Segregation and Monitoring of Collateral at Client Level - Click here

Quarterly Settlements of Running Clients - Click here

Exchange- wise fee structure as prescribed by Exchanges - Click here

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